0001225208-14-022806.txt : 20141105
0001225208-14-022806.hdr.sgml : 20141105
20141105160559
ACCESSION NUMBER: 0001225208-14-022806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141103
FILED AS OF DATE: 20141105
DATE AS OF CHANGE: 20141105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 141196964
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2014-11-03
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and Chief Admin Officer
Common Stock
2014-11-03
4
M
0
10367.0000
11.7500
A
16020.5645
I
by Trust
Common Stock
2014-11-03
4
M
0
10000.0000
13.6400
A
26020.5645
I
by Trust
Common Stock
2014-11-03
4
M
0
8286.0000
15.4300
A
34306.5645
I
by Trust
Common Stock
2014-11-03
4
M
0
4009.0000
28.5900
A
38315.5645
I
by Trust
Common Stock
2014-11-03
4
S
0
8286.0000
28.6401
D
30029.5645
I
by Trust
Common Stock
2014-11-03
4
S
0
10000.0000
28.5803
D
20029.5645
I
by Trust
Common Stock
2014-11-03
4
S
0
10367.0000
28.5818
D
9662.5645
I
by Trust
Common Stock
1712.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
15.4300
2014-11-03
4
M
0
8286.0000
0.0000
D
2011-11-01
2020-11-01
Common Stock
8286.0000
0.0000
D
Nonqualified Stock Option (right to buy)
11.7500
2014-11-03
4
M
0
10367.0000
0.0000
D
2012-11-01
2021-11-01
Common Stock
10367.0000
10368.0000
D
Nonqualified Stock Option (right to buy)
13.6400
2014-11-03
4
M
0
10000.0000
0.0000
D
2013-11-01
2022-11-01
Common Stock
10000.0000
20000.0000
D
Nonqualified Stock Option (right to buy)
28.4400
2014-11-03
4
A
0
20782.0000
0.0000
A
2015-11-03
2024-11-03
Common Stock
20782.0000
20782.0000
D
Shares acquired on the vesting of restricted stock units.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
This transaction was executed in multiple trades at prices ranging from $28.54 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $28.353 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $28.353 to $28.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
Jane E. Fry, Attorney-in-fact
2014-11-05