0001225208-14-017338.txt : 20140722 0001225208-14-017338.hdr.sgml : 20140722 20140722122221 ACCESSION NUMBER: 0001225208-14-017338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140718 FILED AS OF DATE: 20140722 DATE AS OF CHANGE: 20140722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 14986169 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2014-07-18 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Client Solutions Common Stock 2014-07-18 4 M 0 104457.0000 23.3295 A 221262.7653 D Common Stock 2014-07-18 4 F 0 96858.0000 27.5150 D 124404.7653 D Common Stock 29197.4030 I by 401(k) Common Stock 5274.2660 I by ESOP Nonqualified Stock Option (right to buy) 23.3295 2014-07-18 4 M 0 104457.0000 0.0000 D 2008-11-01 2014-10-01 Common Stock 104457.0000 0.0000 D Jane E. Fry, Attorney-in-fact 2014-07-22