0001225208-14-013437.txt : 20140521 0001225208-14-013437.hdr.sgml : 20140521 20140521160319 ACCESSION NUMBER: 0001225208-14-013437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140519 FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 14860732 4 1 doc4.xml X0306 4 2014-05-19 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2014-05-19 4 A 0 2819.0000 0.0000 A 11986.0000 D Common Stock 50625.0000 I By Spouse Common Stock 99425.0000 I by Trust Nonqualified Stock Option (right to buy) 25.0100 2014-05-19 4 A 0 10511.0000 0.0000 A 2024-05-19 Common Stock 10511.0000 10511.0000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Jane E. Fry, Attorney-in-fact 2014-05-21