0001225208-14-007971.txt : 20140311
0001225208-14-007971.hdr.sgml : 20140311
20140311124807
ACCESSION NUMBER: 0001225208-14-007971
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140306
FILED AS OF DATE: 20140311
DATE AS OF CHANGE: 20140311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dwyer Carrie E
CENTRAL INDEX KEY: 0001296424
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 14683478
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4/A
1
doc4a.xml
X0306
4/A
2014-03-06
2014-03-10
0000316709
SCHWAB CHARLES CORP
SCHW
0001296424
Dwyer Carrie E
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and General Counsel
Common Stock
2014-03-06
4
S
0
8277.0000
27.0059
D
92717.0000
I
by Trust
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2014-03-11