0001225208-14-007533.txt : 20140305
0001225208-14-007533.hdr.sgml : 20140305
20140305163649
ACCESSION NUMBER: 0001225208-14-007533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dwyer Carrie E
CENTRAL INDEX KEY: 0001296424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 14669742
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2014-03-03
0000316709
SCHWAB CHARLES CORP
SCHW
0001296424
Dwyer Carrie E
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and General Counsel
Common Stock
2014-03-03
4
M
0
10927.0000
25.9650
A
100994.0000
I
by Trust
Common Stock
2014-03-03
4
M
0
10331.0000
13.9100
A
111325.0000
I
by Trust
Common Stock
2014-03-03
4
S
0
10331.0000
25.9265
D
100994.0000
I
by Trust
Common Stock
2014-03-04
4
M
0
10089.0000
16.4000
A
111083.0000
I
by Trust
Common Stock
2014-03-04
4
M
0
7608.0000
18.2500
A
118691.0000
I
by Trust
Common Stock
2014-03-04
4
S
0
7608.0000
26.8230
D
111083.0000
I
by Trust
Common Stock
2014-03-04
4
S
0
10089.0000
26.8106
D
100994.0000
I
by Trust
Common Stock
1230.2180
I
by ESOP
Common Stock
8805.0000
I
in Trust for Daughter
Common Stock
8805.0000
I
in Trust for Son
Nonqualified Stock Option (right to buy)
13.9100
2014-03-03
4
M
0
10331.0000
0.0000
D
2013-03-01
2022-03-01
Common Stock
10331.0000
20662.0000
D
Nonqualified Stock Option (right to buy)
25.8600
2014-03-03
4
A
0
23742.0000
0.0000
A
2015-03-03
2024-03-03
Common Stock
23742.0000
23742.0000
D
Nonqualified Stock Option (right to buy)
18.2500
2014-03-04
4
M
0
7608.0000
0.0000
D
2011-03-01
2020-03-01
Common Stock
7608.0000
0.0000
D
Nonqualified Stock Option (right to buy)
16.4000
2014-03-04
4
M
0
10089.0000
0.0000
D
2014-03-01
2023-03-01
Common Stock
10089.0000
30267.0000
D
Shares acquired on the vesting of restricted stock units.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
This transaction was executed in multiple trades at prices ranging from $25.78 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $26.82 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $26.79 to $26.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
Jane E. Fry, Attorney-in-fact
2014-03-05