0001225208-13-025179.txt : 20131211
0001225208-13-025179.hdr.sgml : 20131211
20131211140945
ACCESSION NUMBER: 0001225208-13-025179
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131209
FILED AS OF DATE: 20131211
DATE AS OF CHANGE: 20131211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 131270532
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2013-12-09
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Human Resources
Common Stock
2013-12-09
4
M
0
17202.0000
23.3295
A
27647.6945
I
by Trust
Common Stock
2013-12-09
4
M
0
10651.0000
18.6600
A
38298.6945
I
by Trust
Common Stock
2013-12-09
4
S
0
2979.0000
25.0296
D
35319.6945
I
by Trust
Common Stock
2013-12-09
4
S
0
27853.0000
25.0642
D
7466.6945
I
by Trust
Common Stock
1462.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
18.6600
2013-12-09
4
M
0
10651.0000
0.0000
D
2012-03-01
2021-03-01
Common Stock
10651.0000
15852.0000
D
Nonqualified Stock Option (right to buy)
23.3295
2013-12-09
4
M
0
17202.0000
0.0000
D
2008-11-01
2014-11-01
Common Stock
17202.0000
7813.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
This transaction was executed in multiple trades at prices ranging from $25.00 to $25.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $24.97 to $25.115. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-12-11