0001225208-13-024671.txt : 20131204
0001225208-13-024671.hdr.sgml : 20131204
20131204134019
ACCESSION NUMBER: 0001225208-13-024671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131202
FILED AS OF DATE: 20131204
DATE AS OF CHANGE: 20131204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 131256653
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2013-12-02
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Human Resources
Common Stock
2013-12-02
4
M
0
81947.0000
19.3600
A
98422.6945
I
by Trust
Common Stock
2013-12-02
4
M
0
79067.0000
17.3800
A
177489.6945
I
by Trust
Common Stock
2013-12-02
4
M
0
26049.0000
22.6500
A
203538.6945
I
by Trust
Common Stock
2013-12-02
4
M
0
21067.0000
18.2500
A
224605.6945
I
by Trust
Common Stock
2013-12-02
4
M
0
4700.0000
18.6600
A
229305.6945
I
by Trust
Common Stock
2013-12-02
4
M
0
1100.0000
23.3295
A
230405.6945
I
by Trust
Common Stock
2013-12-02
4
S
0
6030.0000
24.9090
D
224375.6945
I
by Trust
Common Stock
2013-12-02
4
S
0
213930.0000
24.9265
D
10445.6945
I
by Trust
Common Stock
1462.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
18.2500
2013-12-02
4
M
0
21067.0000
0.0000
D
2011-03-01
2020-03-01
Common Stock
21067.0000
7023.0000
D
Nonqualified Stock Option (right to buy)
18.6600
2013-12-02
4
M
0
4700.0000
0.0000
D
2012-03-01
2021-03-01
Common Stock
4700.0000
27003.0000
D
Nonqualified Stock Option (right to buy)
23.3295
2013-12-02
4
M
0
1100.0000
0.0000
D
2008-11-01
2014-11-01
Common Stock
1100.0000
25015.0000
D
Nonqualified Stock Option (right to buy)
22.6500
2013-12-02
4
M
0
26049.0000
0.0000
D
2008-11-01
2014-11-01
Common Stock
26049.0000
0.0000
D
Nonqualified Stock Option (right to buy)
17.3800
2013-12-02
4
M
0
79067.0000
0.0000
D
2010-11-02
2019-11-02
Common Stock
79067.0000
0.0000
D
Nonqualified Stock Option (right to buy)
19.3600
2013-12-02
4
M
0
81947.0000
0.0000
D
2009-11-03
2018-11-03
Common Stock
81947.0000
0.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
This transaction was executed in multiple trades at prices ranging from $24.57 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-12-04