0001225208-13-024123.txt : 20131122 0001225208-13-024123.hdr.sgml : 20131122 20131122164520 ACCESSION NUMBER: 0001225208-13-024123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131121 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 131238720 4 1 doc4.xml X0306 4 2013-11-21 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and CFO Common Stock 2013-11-21 4 M 0 104457.0000 23.3295 A 186546.0000 D Common Stock 2013-11-21 4 S 0 104457.0000 24.9091 D 82089.0000 D Common Stock 596.1430 I by ESOP Nonqualified Stock Option (right to buy) 23.3295 2013-11-21 4 M 0 104457.0000 0.0000 D 2008-11-01 2014-11-01 Common Stock 104457.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $24.90 to $24.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-11-22