0001225208-13-023885.txt : 20131119
0001225208-13-023885.hdr.sgml : 20131119
20131119161753
ACCESSION NUMBER: 0001225208-13-023885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131119
DATE AS OF CHANGE: 20131119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Bernard J.
CENTRAL INDEX KEY: 0001564429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 131230166
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2013-11-18
0000316709
SCHWAB CHARLES CORP
SCHW
0001564429
Clark Bernard J.
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Advisor Services
Common Stock
2013-11-18
4
M
0
23499.0000
11.7500
A
104323.8215
I
by Trust
Common Stock
2013-11-18
4
M
0
12500.0000
12.6600
A
116823.8215
I
by Trust
Common Stock
2013-11-18
4
M
0
11096.0000
12.4500
A
127919.8215
I
by Trust
Common Stock
2013-11-18
4
S
0
6126.0000
24.5077
D
121793.8215
I
by Trust
Common Stock
2013-11-18
4
S
0
47095.0000
24.5135
D
74698.8215
I
by Trust
Common Stock
5647.0000
D
Common Stock
3327.3590
I
by 401(k)
Common Stock
596.1420
I
by ESOP
Nonqualified Stock Option (right to buy)
12.6600
2013-11-18
4
M
0
12500.0000
0.0000
D
2010-02-17
2019-02-17
Common Stock
12500.0000
0.0000
D
Nonqualified Stock Option (right to buy)
12.4500
2013-11-18
4
M
0
11096.0000
0.0000
D
2013-08-01
2022-08-01
Common Stock
11096.0000
33291.0000
D
Nonqualified Stock Option (right to buy)
11.7500
2013-11-18
4
M
0
23499.0000
0.0000
D
2012-11-01
2021-11-01
Common Stock
23499.0000
23500.0000
D
The transactions were executed in multiple trades at prices ranging from $24.495 to $24.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-11-19