0001225208-13-023885.txt : 20131119 0001225208-13-023885.hdr.sgml : 20131119 20131119161753 ACCESSION NUMBER: 0001225208-13-023885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 131230166 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2013-11-18 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Advisor Services Common Stock 2013-11-18 4 M 0 23499.0000 11.7500 A 104323.8215 I by Trust Common Stock 2013-11-18 4 M 0 12500.0000 12.6600 A 116823.8215 I by Trust Common Stock 2013-11-18 4 M 0 11096.0000 12.4500 A 127919.8215 I by Trust Common Stock 2013-11-18 4 S 0 6126.0000 24.5077 D 121793.8215 I by Trust Common Stock 2013-11-18 4 S 0 47095.0000 24.5135 D 74698.8215 I by Trust Common Stock 5647.0000 D Common Stock 3327.3590 I by 401(k) Common Stock 596.1420 I by ESOP Nonqualified Stock Option (right to buy) 12.6600 2013-11-18 4 M 0 12500.0000 0.0000 D 2010-02-17 2019-02-17 Common Stock 12500.0000 0.0000 D Nonqualified Stock Option (right to buy) 12.4500 2013-11-18 4 M 0 11096.0000 0.0000 D 2013-08-01 2022-08-01 Common Stock 11096.0000 33291.0000 D Nonqualified Stock Option (right to buy) 11.7500 2013-11-18 4 M 0 23499.0000 0.0000 D 2012-11-01 2021-11-01 Common Stock 23499.0000 23500.0000 D The transactions were executed in multiple trades at prices ranging from $24.495 to $24.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-11-19