0001225208-13-023236.txt : 20131112 0001225208-13-023236.hdr.sgml : 20131111 20131112125125 ACCESSION NUMBER: 0001225208-13-023236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131111 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dwyer Carrie E CENTRAL INDEX KEY: 0001296424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 131208990 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2013-11-11 0000316709 SCHWAB CHARLES CORP SCHW 0001296424 Dwyer Carrie E 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and General Counsel Common Stock 2013-11-11 4 M 0 42218.0000 23.3295 A 132285.0000 I by Trust Common Stock 2013-11-11 4 S 0 42218.0000 24.1724 D 90067.0000 I by Trust Common Stock 1220.9670 I by ESOP Common Stock 8805.0000 I in Trust for Daughter Common Stock 8805.0000 I in Trust for Son Nonqualified Stock Option (right to buy) 23.3295 2013-11-11 4 M 0 42218.0000 0.0000 D 2008-11-01 2014-11-01 Common Stock 42218.0000 0.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. This transaction was executed in multiple trades at prices ranging from $24.11 to $24.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-11-12