0001225208-13-022865.txt : 20131105 0001225208-13-022865.hdr.sgml : 20131105 20131105132103 ACCESSION NUMBER: 0001225208-13-022865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 131191833 4 1 doc4.xml X0306 4 2013-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and CFO Common Stock 2013-11-01 4 A 0 7474.0000 0.0000 A 82089.0000 D Common Stock 596.1430 I by ESOP Nonqualified Stock Option (right to buy) 23.1200 2013-11-01 4 A 0 36024.0000 0.0000 A 2014-11-01 2023-11-01 Common Stock 36024.0000 36024.0000 D Shares acquired on the vesting of restricted stock units. The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Jane E. Fry, Attorney-in-fact 2013-11-05