0001225208-13-022234.txt : 20131023
0001225208-13-022234.hdr.sgml : 20131023
20131023172547
ACCESSION NUMBER: 0001225208-13-022234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131021
FILED AS OF DATE: 20131023
DATE AS OF CHANGE: 20131023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES R
CENTRAL INDEX KEY: 0000923738
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 131166376
MAIL ADDRESS:
STREET 1: 101 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
doc4.xml
X0306
4
2013-10-21
0000316709
SCHWAB CHARLES CORP
SCHW
0000923738
SCHWAB CHARLES R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
1
Chairman
Common Stock
2013-10-21
4
M
0
188991.0000
18.2915
A
1573781.0000
D
Common Stock
2013-10-21
4
S
0
188991.0000
23.6899
D
1384790.0000
D
Common Stock
2013-10-22
4
M
0
188991.0000
18.2915
A
1573781.0000
D
Common Stock
2013-10-22
4
S
0
188991.0000
23.3955
D
1384790.0000
D
Common Stock
2013-10-23
4
M
0
188991.0000
18.2915
A
1573781.0000
D
Common Stock
2013-10-23
4
S
0
188991.0000
23.2195
D
1384790.0000
D
Common Stock
44025.0000
I
by 188 Corp
Common Stock
38537941.0000
I
by Limited Partnership
Common Stock
5601465.3300
I
By Spouse
Common Stock
117826242.0000
I
by Trust
Nonqualified Stock Option (right to buy)
18.2915
2013-10-21
4
M
0
188991.0000
0.0000
D
2007-10-30
2013-10-30
Common Stock
188991.0000
377982.0000
D
Nonqualified Stock Option (right to buy)
18.2915
2013-10-22
4
M
0
188991.0000
0.0000
D
2007-10-30
2013-10-30
Common Stock
188991.0000
188991.0000
D
Nonqualified Stock Option (right to buy)
18.2915
2013-10-23
4
M
0
188991.0000
0.0000
D
2007-10-30
2013-10-30
Common Stock
188991.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $23.55 to $23.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $23.16 to $23.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $23.05 to $23.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-10-23