0001225208-13-022234.txt : 20131023 0001225208-13-022234.hdr.sgml : 20131023 20131023172547 ACCESSION NUMBER: 0001225208-13-022234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131021 FILED AS OF DATE: 20131023 DATE AS OF CHANGE: 20131023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 131166376 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 doc4.xml X0306 4 2013-10-21 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 1 Chairman Common Stock 2013-10-21 4 M 0 188991.0000 18.2915 A 1573781.0000 D Common Stock 2013-10-21 4 S 0 188991.0000 23.6899 D 1384790.0000 D Common Stock 2013-10-22 4 M 0 188991.0000 18.2915 A 1573781.0000 D Common Stock 2013-10-22 4 S 0 188991.0000 23.3955 D 1384790.0000 D Common Stock 2013-10-23 4 M 0 188991.0000 18.2915 A 1573781.0000 D Common Stock 2013-10-23 4 S 0 188991.0000 23.2195 D 1384790.0000 D Common Stock 44025.0000 I by 188 Corp Common Stock 38537941.0000 I by Limited Partnership Common Stock 5601465.3300 I By Spouse Common Stock 117826242.0000 I by Trust Nonqualified Stock Option (right to buy) 18.2915 2013-10-21 4 M 0 188991.0000 0.0000 D 2007-10-30 2013-10-30 Common Stock 188991.0000 377982.0000 D Nonqualified Stock Option (right to buy) 18.2915 2013-10-22 4 M 0 188991.0000 0.0000 D 2007-10-30 2013-10-30 Common Stock 188991.0000 188991.0000 D Nonqualified Stock Option (right to buy) 18.2915 2013-10-23 4 M 0 188991.0000 0.0000 D 2007-10-30 2013-10-30 Common Stock 188991.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $23.55 to $23.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $23.16 to $23.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $23.05 to $23.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-10-23