0001225208-13-022028.txt : 20131018
0001225208-13-022028.hdr.sgml : 20131018
20131018110313
ACCESSION NUMBER: 0001225208-13-022028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131016
FILED AS OF DATE: 20131018
DATE AS OF CHANGE: 20131018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 131158656
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2013-10-16
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Human Resources
Common Stock
2013-10-16
4
M
0
24396.0000
15.0000
A
41862.6945
I
by Trust
Common Stock
2013-10-16
4
M
0
18499.0000
15.0500
A
60361.6945
I
by Trust
Common Stock
2013-10-16
4
M
0
16572.0000
15.4300
A
76933.6945
I
by Trust
Common Stock
2013-10-16
4
M
0
10444.0000
12.4500
A
87377.6945
I
by Trust
Common Stock
2013-10-16
4
M
0
10367.0000
11.7500
A
97744.6945
I
by Trust
Common Stock
2013-10-16
4
M
0
8264.0000
13.9100
A
106008.6945
I
by Trust
Common Stock
2013-10-16
4
S
0
5000.0000
23.6810
D
101008.6945
I
by Trust
Common Stock
2013-10-16
4
S
0
88542.0000
23.5413
D
12466.6945
I
by Trust
Common Stock
1404.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
13.9100
2013-10-16
4
M
0
8264.0000
0.0000
D
2013-03-01
2022-03-01
Common Stock
8264.0000
24794.0000
D
Nonqualified Stock Option (right to buy)
15.0500
2013-10-16
4
M
0
18499.0000
0.0000
D
2012-08-01
2021-08-01
Common Stock
18499.0000
18499.0000
D
Nonqualified Stock Option (right to buy)
12.4500
2013-10-16
4
M
0
10444.0000
0.0000
D
2013-08-01
2022-08-01
Common Stock
10444.0000
31332.0000
D
Nonqualified Stock Option (right to buy)
15.0000
2013-10-16
4
M
0
24396.0000
0.0000
D
2011-08-02
2020-08-02
Common Stock
24396.0000
8132.0000
D
Nonqualified Stock Option (right to buy)
15.4300
2013-10-16
4
M
0
16572.0000
0.0000
D
2011-11-01
2020-11-01
Common Stock
16572.0000
16572.0000
D
Nonqualified Stock Option (right to buy)
11.7500
2013-10-16
4
M
0
10367.0000
0.0000
D
2012-11-01
2021-11-01
Common Stock
10367.0000
31103.0000
D
This transaction was executed in multiple trades at prices ranging from $23.6808 to $23.6810. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $23.3250 to $23.7908. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-10-18