0001225208-13-022028.txt : 20131018 0001225208-13-022028.hdr.sgml : 20131018 20131018110313 ACCESSION NUMBER: 0001225208-13-022028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131016 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen Jay L CENTRAL INDEX KEY: 0001416062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 131158656 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2013-10-16 0000316709 SCHWAB CHARLES CORP SCHW 0001416062 Allen Jay L 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Human Resources Common Stock 2013-10-16 4 M 0 24396.0000 15.0000 A 41862.6945 I by Trust Common Stock 2013-10-16 4 M 0 18499.0000 15.0500 A 60361.6945 I by Trust Common Stock 2013-10-16 4 M 0 16572.0000 15.4300 A 76933.6945 I by Trust Common Stock 2013-10-16 4 M 0 10444.0000 12.4500 A 87377.6945 I by Trust Common Stock 2013-10-16 4 M 0 10367.0000 11.7500 A 97744.6945 I by Trust Common Stock 2013-10-16 4 M 0 8264.0000 13.9100 A 106008.6945 I by Trust Common Stock 2013-10-16 4 S 0 5000.0000 23.6810 D 101008.6945 I by Trust Common Stock 2013-10-16 4 S 0 88542.0000 23.5413 D 12466.6945 I by Trust Common Stock 1404.0000 I by ESPP Nonqualified Stock Option (right to buy) 13.9100 2013-10-16 4 M 0 8264.0000 0.0000 D 2013-03-01 2022-03-01 Common Stock 8264.0000 24794.0000 D Nonqualified Stock Option (right to buy) 15.0500 2013-10-16 4 M 0 18499.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 18499.0000 18499.0000 D Nonqualified Stock Option (right to buy) 12.4500 2013-10-16 4 M 0 10444.0000 0.0000 D 2013-08-01 2022-08-01 Common Stock 10444.0000 31332.0000 D Nonqualified Stock Option (right to buy) 15.0000 2013-10-16 4 M 0 24396.0000 0.0000 D 2011-08-02 2020-08-02 Common Stock 24396.0000 8132.0000 D Nonqualified Stock Option (right to buy) 15.4300 2013-10-16 4 M 0 16572.0000 0.0000 D 2011-11-01 2020-11-01 Common Stock 16572.0000 16572.0000 D Nonqualified Stock Option (right to buy) 11.7500 2013-10-16 4 M 0 10367.0000 0.0000 D 2012-11-01 2021-11-01 Common Stock 10367.0000 31103.0000 D This transaction was executed in multiple trades at prices ranging from $23.6808 to $23.6810. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $23.3250 to $23.7908. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-10-18