0001225208-13-016783.txt : 20130726 0001225208-13-016783.hdr.sgml : 20130726 20130726161628 ACCESSION NUMBER: 0001225208-13-016783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130724 FILED AS OF DATE: 20130726 DATE AS OF CHANGE: 20130726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 13989727 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2013-07-24 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2013-07-24 4 M 0 1048900.0000 18.6481 A 1589545.8859 D Common Stock 2013-07-24 4 S 0 1048900.0000 22.1561 D 540645.8859 D Common Stock 5803.4490 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2211.5061 I By Spouse Nonqualified Stock Option (right to buy) 18.6481 2013-07-24 4 M 0 1048900.0000 0.0000 D 2008-02-20 2014-02-20 Common Stock 1048900.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $22.00 to $22.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Walter W. Bettinger II 2013-07-25