0001225208-13-015285.txt : 20130702 0001225208-13-015285.hdr.sgml : 20130702 20130702115300 ACCESSION NUMBER: 0001225208-13-015285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130628 FILED AS OF DATE: 20130702 DATE AS OF CHANGE: 20130702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dwyer Carrie E CENTRAL INDEX KEY: 0001296424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 13947161 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2013-06-28 0000316709 SCHWAB CHARLES CORP SCHW 0001296424 Dwyer Carrie E 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and General Counsel Common Stock 2013-06-28 4 M 0 15191.0000 15.4300 A 105258.0000 I by Trust Common Stock 2013-06-28 4 M 0 11418.0000 15.0500 A 116676.0000 I by Trust Common Stock 2013-06-28 4 S 0 26609.0000 21.2563 D 90067.0000 I by Trust Common Stock 1220.9670 I by ESOP Common Stock 8805.0000 I in Trust for Daughter Common Stock 8805.0000 I in Trust for Son Nonqualified Stock Option (right to buy) 15.0500 2013-06-28 4 M 0 11418.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 11418.0000 36443.0000 D Nonqualified Stock Option (right to buy) 15.4300 2013-06-28 4 M 0 15191.0000 0.0000 D 2011-11-01 2020-11-01 Common Stock 15191.0000 19411.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. This transaction was executed in multiple trades at prices ranging from $21.25 to $21.44. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-07-02