0001225208-13-014896.txt : 20130627
0001225208-13-014896.hdr.sgml : 20130627
20130627134713
ACCESSION NUMBER: 0001225208-13-014896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130625
FILED AS OF DATE: 20130627
DATE AS OF CHANGE: 20130627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dwyer Carrie E
CENTRAL INDEX KEY: 0001296424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 13936877
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2013-06-25
0000316709
SCHWAB CHARLES CORP
SCHW
0001296424
Dwyer Carrie E
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and General Counsel
Common Stock
2013-06-25
4
M
0
13027.0000
15.0000
A
103094.0000
I
by Trust
Common Stock
2013-06-25
4
S
0
13027.0000
20.9722
D
90067.0000
I
by Trust
Common Stock
2013-06-26
4
M
0
400.0000
15.0500
A
90467.0000
I
by Trust
Common Stock
2013-06-26
4
S
0
400.0000
21.2550
D
90067.0000
I
by Trust
Common Stock
1220.9670
I
by ESOP
Common Stock
8805.0000
I
in Trust for Daughter
Common Stock
8805.0000
I
in Trust for Son
Nonqualified Stock Option (right to buy)
15.0000
2013-06-25
4
M
0
13027.0000
0.0000
D
2011-08-02
2020-08-02
Common Stock
13027.0000
18260.0000
D
Nonqualified Stock Option (right to buy)
15.0500
2013-06-26
4
M
0
400.0000
0.0000
D
2012-08-01
2021-08-01
Common Stock
400.0000
47861.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013.
This transaction was executed in multiple trades at prices ranging from $20.95 to $21.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $21.25 to $21.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-06-27