0001225208-13-014896.txt : 20130627 0001225208-13-014896.hdr.sgml : 20130627 20130627134713 ACCESSION NUMBER: 0001225208-13-014896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130625 FILED AS OF DATE: 20130627 DATE AS OF CHANGE: 20130627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dwyer Carrie E CENTRAL INDEX KEY: 0001296424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 13936877 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2013-06-25 0000316709 SCHWAB CHARLES CORP SCHW 0001296424 Dwyer Carrie E 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and General Counsel Common Stock 2013-06-25 4 M 0 13027.0000 15.0000 A 103094.0000 I by Trust Common Stock 2013-06-25 4 S 0 13027.0000 20.9722 D 90067.0000 I by Trust Common Stock 2013-06-26 4 M 0 400.0000 15.0500 A 90467.0000 I by Trust Common Stock 2013-06-26 4 S 0 400.0000 21.2550 D 90067.0000 I by Trust Common Stock 1220.9670 I by ESOP Common Stock 8805.0000 I in Trust for Daughter Common Stock 8805.0000 I in Trust for Son Nonqualified Stock Option (right to buy) 15.0000 2013-06-25 4 M 0 13027.0000 0.0000 D 2011-08-02 2020-08-02 Common Stock 13027.0000 18260.0000 D Nonqualified Stock Option (right to buy) 15.0500 2013-06-26 4 M 0 400.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 400.0000 47861.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. This transaction was executed in multiple trades at prices ranging from $20.95 to $21.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $21.25 to $21.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-06-27