0001225208-13-012938.txt : 20130522 0001225208-13-012938.hdr.sgml : 20130522 20130522130033 ACCESSION NUMBER: 0001225208-13-012938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130521 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clendening John S CENTRAL INDEX KEY: 0001388961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 13864276 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2013-05-21 0000316709 SCHWAB CHARLES CORP SCHW 0001388961 Clendening John S 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2013-05-21 4 M 0 47247.0000 18.2915 A 96842.0000 I by Trust Common Stock 2013-05-21 4 S 0 47247.0000 19.1195 D 49595.0000 I by Trust Common Stock 275.0000 D Nonqualified Stock Option (right to buy) 18.2915 2013-05-21 4 M 0 47247.0000 18.2915 D 2007-10-30 2013-10-30 Common Stock 47247.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $19.07 to $19.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-05-22