0001225208-13-012935.txt : 20130522 0001225208-13-012935.hdr.sgml : 20130522 20130522130017 ACCESSION NUMBER: 0001225208-13-012935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARIN ARUN CENTRAL INDEX KEY: 0001188405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 13864270 MAIL ADDRESS: STREET 1: C/O SAFEWAY INC. STREET 2: 5918 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2013-05-20 0000316709 SCHWAB CHARLES CORP SCHW 0001188405 SARIN ARUN 211 MAIN STREET SAN FRANCISCO CA 94105 1 Common Stock 2013-05-20 4 A 0 3642.0000 0.0000 A 9478.0000 D Common Stock 7233.0000 I by Trust Nonqualified Stock Option (right to buy) 19.2100 2013-05-20 4 A 0 14345.0000 0.0000 A 2023-05-20 Common Stock 14345.0000 14345.0000 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Jane E. Fry, Attorney-in-fact 2013-05-22