0001225208-13-002446.txt : 20130130
0001225208-13-002446.hdr.sgml : 20130130
20130130133156
ACCESSION NUMBER: 0001225208-13-002446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130129
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 13557952
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2013-01-29
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Human Resources
Common Stock
2013-01-29
4
M
0
2622.0000
8.9332
A
40477.6312
I
by Trust
Common Stock
2013-01-29
4
S
0
2622.0000
16.5050
D
37855.6312
I
by Trust
Common Stock
1151.0000
I
by ESPP
Incentive Stock Option (right to buy)
8.9332
2013-01-29
4
M
0
2622.0000
0.0000
D
2004-04-23
2013-04-23
Common Stock
2622.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $16.50 to $16.505. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-01-30