0001225208-13-002294.txt : 20130129
0001225208-13-002294.hdr.sgml : 20130129
20130129114332
ACCESSION NUMBER: 0001225208-13-002294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130129
DATE AS OF CHANGE: 20130129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clendening John S
CENTRAL INDEX KEY: 0001388961
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 13554128
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2013-01-28
0000316709
SCHWAB CHARLES CORP
SCHW
0001388961
Clendening John S
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Investor Services
Common Stock
2013-01-28
4
M
0
13111.0000
13.1185
A
56409.0000
I
by Trust
Common Stock
2013-01-28
4
S
0
13111.0000
16.1140
D
43298.0000
I
by Trust
Common Stock
275.0000
D
Nonqualified Stock Option (right to buy)
13.1185
2013-01-28
4
M
0
13111.0000
0.0000
D
2005-01-20
2014-01-20
Common Stock
13111.0000
13111.0000
D
This transaction was executed in multiple trades at prices ranging from $16.11 to $16.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2013-01-29