0001225208-13-002294.txt : 20130129 0001225208-13-002294.hdr.sgml : 20130129 20130129114332 ACCESSION NUMBER: 0001225208-13-002294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130128 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clendening John S CENTRAL INDEX KEY: 0001388961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 13554128 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2013-01-28 0000316709 SCHWAB CHARLES CORP SCHW 0001388961 Clendening John S 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Investor Services Common Stock 2013-01-28 4 M 0 13111.0000 13.1185 A 56409.0000 I by Trust Common Stock 2013-01-28 4 S 0 13111.0000 16.1140 D 43298.0000 I by Trust Common Stock 275.0000 D Nonqualified Stock Option (right to buy) 13.1185 2013-01-28 4 M 0 13111.0000 0.0000 D 2005-01-20 2014-01-20 Common Stock 13111.0000 13111.0000 D This transaction was executed in multiple trades at prices ranging from $16.11 to $16.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2013-01-29