0001225208-12-022334.txt : 20121105 0001225208-12-022334.hdr.sgml : 20121105 20121105142127 ACCESSION NUMBER: 0001225208-12-022334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20121105 DATE AS OF CHANGE: 20121105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 121179583 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0306 4 2012-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Institutional Services Common Stock 2012-11-01 4 A 0 9908.0000 0.0000 A 95056.6777 D Common Stock 28635.7170 I by 401(k) Common Stock 5171.1100 I by ESOP Nonqualified Stock Option (right to buy) 13.6400 2012-11-01 4 A 0 75000.0000 0.0000 A 2013-11-01 2022-11-01 Common Stock 75000.0000 75000.0000 D Shares acquired on the vesting of restricted stock units. The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Jane E. Fry, Attorney-in-fact 2012-11-05