0001225208-11-024421.txt : 20111107 0001225208-11-024421.hdr.sgml : 20111107 20111107135503 ACCESSION NUMBER: 0001225208-11-024421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111103 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 111183943 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0304 4 2011-11-03 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP - Institutional Services Common Stock 2011-11-03 4 F 0 1195.0000 12.4550 D 76554.5645 D Common Stock 8752.5880 I by 401(k) Common Stock 5101.0370 I by ESOP Gwendolyn M. Ely, Attorney-in-fact 2011-11-07