0001225208-11-021014.txt : 20110901 0001225208-11-021014.hdr.sgml : 20110901 20110901110521 ACCESSION NUMBER: 0001225208-11-021014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110830 FILED AS OF DATE: 20110901 DATE AS OF CHANGE: 20110901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 111070045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0304 4 2011-08-30 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and CFO Common Stock 2011-08-30 4 M 0 13216.0000 9.7245 A 67272.0000 D Common Stock 2011-08-30 4 S 0 13216.0000 12.3602 D 54056.0000 D Common Stock 576.0040 I by ESOP Nonqualified Stock Option (right to buy) 9.7245 2011-08-30 4 M 0 13216.0000 9.7245 D 2002-09-24 2011-09-24 Common Stock 13216.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $12.35 to $12.375. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Gwendolyn M. Ely, Attorney-in-fact 2011-09-01