0001225208-11-011962.txt : 20110419
0001225208-11-011962.hdr.sgml : 20110419
20110419160205
ACCESSION NUMBER: 0001225208-11-011962
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110418
FILED AS OF DATE: 20110419
DATE AS OF CHANGE: 20110419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettinger Walter W
CENTRAL INDEX KEY: 0001296479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 11768149
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0303
4
2011-04-18
0000316709
SCHWAB CHARLES CORP
SCHW
0001296479
Bettinger Walter W
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
President and CEO
Common Stock
2011-04-18
4
M
0
239257.0000
8.7617
A
648484.8859
D
Common Stock
2011-04-18
4
M
0
140551.0000
14.3198
A
789035.8859
D
Common Stock
2011-04-18
4
M
0
28110.0000
9.7245
A
817145.8859
D
Common Stock
2011-04-18
4
S
0
407918.0000
18.0190
D
409227.8859
D
Common Stock
5598.6110
I
by ESOP
Common Stock
1277.0000
I
by ESPP
Common Stock
2134.7503
I
By Spouse
Nonqualified Stock Option (right to buy)
14.3198
2011-04-18
4
M
0
140551.0000
0.0000
D
2002-07-18
2011-07-18
Common Stock
140551.0000
0.0000
D
Nonqualified Stock Option (right to buy)
9.7245
2011-04-18
4
M
0
28110.0000
0.0000
D
2002-09-24
2011-09-24
Common Stock
28110.0000
0.0000
D
Nonqualified Stock Option (right to buy)
8.7616
2011-04-18
4
M
0
239257.0000
0.0000
D
2004-12-15
2011-09-30
Common Stock
239257.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $18.00 to $18.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2011-04-19