0001225208-11-011962.txt : 20110419 0001225208-11-011962.hdr.sgml : 20110419 20110419160205 ACCESSION NUMBER: 0001225208-11-011962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110418 FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 11768149 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0303 4 2011-04-18 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2011-04-18 4 M 0 239257.0000 8.7617 A 648484.8859 D Common Stock 2011-04-18 4 M 0 140551.0000 14.3198 A 789035.8859 D Common Stock 2011-04-18 4 M 0 28110.0000 9.7245 A 817145.8859 D Common Stock 2011-04-18 4 S 0 407918.0000 18.0190 D 409227.8859 D Common Stock 5598.6110 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2134.7503 I By Spouse Nonqualified Stock Option (right to buy) 14.3198 2011-04-18 4 M 0 140551.0000 0.0000 D 2002-07-18 2011-07-18 Common Stock 140551.0000 0.0000 D Nonqualified Stock Option (right to buy) 9.7245 2011-04-18 4 M 0 28110.0000 0.0000 D 2002-09-24 2011-09-24 Common Stock 28110.0000 0.0000 D Nonqualified Stock Option (right to buy) 8.7616 2011-04-18 4 M 0 239257.0000 0.0000 D 2004-12-15 2011-09-30 Common Stock 239257.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $18.00 to $18.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2011-04-19