-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cd91BEJAbVJPFJ3iyXDncrsuLqtZL5ptPEIxUrbSmzEYClavHqmcJ9QvFr3YZxei tluAv8Pu6zSVlXLni3PBAA== 0001225208-11-004306.txt : 20110201 0001225208-11-004306.hdr.sgml : 20110201 20110201125105 ACCESSION NUMBER: 0001225208-11-004306 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110127 FILED AS OF DATE: 20110201 DATE AS OF CHANGE: 20110201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clendening John S CENTRAL INDEX KEY: 0001388961 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 11562169 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 3 1 doc3.xml X0203 3 2011-01-27 0 0000316709 SCHWAB CHARLES CORP SCHW 0001388961 Clendening John S 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP-Shared Strategic Services Common Stock 8212.0000 D Common Stock 25295.0000 I by Trust Incentive Stock Option (right to buy) 13.1185 2005-01-20 2014-01-20 Common Stock 26222.0000 D Nonqualified Stock Option (right to buy) 13.1185 2005-01-20 2014-01-20 Common Stock 26222.0000 D Nonqualified Stock Option (right to buy) 14.5859 2005-09-07 2012-09-07 Common Stock 131112.0000 D Nonqualified Stock Option (right to buy) 15.0000 2011-08-02 2020-08-02 Common Stock 47708.0000 D Nonqualified Stock Option (right to buy) 15.4300 2011-11-01 2020-11-01 Common Stock 48612.0000 D Nonqualified Stock Option (right to buy) 16.2790 2005-09-07 2012-09-07 Common Stock 131112.0000 D Nonqualified Stock Option (right to buy) 17.3800 2010-11-02 2019-11-02 Common Stock 115964.0000 D Nonqualified Stock Option (right to buy) 18.2500 2011-03-01 2020-03-01 Common Stock 41199.0000 D Nonqualified Stock Option (right to buy) 18.2915 2007-10-30 2013-10-30 Common Stock 47247.0000 D Nonqualified Stock Option (right to buy) 19.3600 2009-11-03 2018-11-03 Common Stock 112677.0000 D Nonqualified Stock Option (right to buy) 23.3295 2008-11-01 2014-11-01 Common Stock 83566.0000 D The option was granted under the company's 2001 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. The option was granted under the company's 2004 Stock Incentive Plan and vested immediately. The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. The option was granted under the company's 2004 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. clendeningpoa.txt /s/ John S. Clendening 2011-01-28 EX-24 2 clendeningpoa.txt POWER OF ATTORNEY I, John S. Clendening, appoint each of Mark P. Tellini, R. Scott McMillen, Jane E. Fry and Gwendolyn M. Ely of The Charles Schwab Corporation (the "Company"), signing singly, as my attorney- in-fact to: (1) Execute on my behalf and in my capacity as an officer and/or director of the Company, Forms 3, 4 and 5 (the "Form" or "Forms") in accordance with Section 16 of the Securities Exchange Act of 1934, as amended by the Sarbanes-Oxley Act of 2002, and the rules thereunder; (2) Perform any and all acts on my behalf which may be necessary or desirable to complete and execute any Form and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) Take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. I grant to each such attorney-in-fact full power and authority to do and perform any act necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present. I ratify and confirm all that such attorney-in-fact shall lawfully do by the rights and powers granted by this Power of Attorney. Each attorney-in-fact shall have full power of substitution or revocation. I acknowledge that the attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until I am no longer required to file the Forms with respect to my holdings of and transactions in securities issued by the Company, unless (i) I earlier revoke it in a signed writing delivered to the Office of the Corporate Secretary of the Company, or (ii) with respect to each individual attorney-in-fact, upon their retirement or termination of employment with the Company. /S/ /S/ Witness John S. Clendening /S/ Witness Dated: January 26, 2011 -----END PRIVACY-ENHANCED MESSAGE-----