-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Imfu5lAF63BWXl8ydQuwAnL7vxIobCZ0bGYiXDqqg2lzN5bwuamrp/Tcbk/8BrJS NytXM9BUmHxpf0uLI6cLfQ== 0001225208-10-013429.txt : 20100519 0001225208-10-013429.hdr.sgml : 20100519 20100519134619 ACCESSION NUMBER: 0001225208-10-013429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100517 FILED AS OF DATE: 20100519 DATE AS OF CHANGE: 20100519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 10844730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml X0303 4 2010-05-17 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C 211 MAIN STREET SAN FRANCISCO CA 94105 1 Nonqualified Stock Option (right to buy) 17.38 2010-05-17 4 A 0 11082 0 A 2020-05-17 Common Stock 11082 11082 D Restricted Stock Units 2010-05-17 4 A 0 3649 0 A Common Stock 3649 72675.24 D The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Each restricted stock unit represents a contingent right to receive one share of company stock. The restricted stock units were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Gwendolyn M. Ely, Attorney-in-fact 2010-05-19 -----END PRIVACY-ENHANCED MESSAGE-----