-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AldZls8TkMJYWYC78Y3uFHa0fEQEC343BuIo9Ubex98DMshDf1JatROCPRHhWHo6 4UY6+KFqT42aIDNhv7mJUw== 0001188409-07-000002.txt : 20070523 0001188409-07-000002.hdr.sgml : 20070523 20070523162525 ACCESSION NUMBER: 0001188409-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070521 FILED AS OF DATE: 20070523 DATE AS OF CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTHER ROGER O CENTRAL INDEX KEY: 0001188409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07874204 MAIL ADDRESS: STREET 1: 120 KEARNEY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-21 0000316709 SCHWAB CHARLES CORP SCHW 0001188409 WALTHER ROGER O C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 0 0 0 Common Stock 2007-05-21 4 A 0 2967 0 A 20576 D Non-Qualified Stock Option (right to buy) 21.12 2007-05-21 4 A 0 7459 0 A 2017-05-21 Common Stock 7459 7459 D The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. The reporting person also has an indirect beneficial ownership interest in 27,682.51 shares held by his spouse and 160,658.57 shares held in trust. The option was granted under the Company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Gwendolyn M. Ely, Attorney-in-fact 2007-05-23 -----END PRIVACY-ENHANCED MESSAGE-----