-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T08tidDXfJ/ZeT7oLaxt12uW9B0p2uELAch9ZzlwxIYSOe8GpoirHK6+PAeAsd8n JyjRvzZGqnrKRbV/1YTIGg== 0001186004-06-000007.txt : 20061122 0001186004-06-000007.hdr.sgml : 20061122 20061122124042 ACCESSION NUMBER: 0001186004-06-000007 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061030 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODDS CHRISTOPHER V CENTRAL INDEX KEY: 0001186004 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 061235359 BUSINESS ADDRESS: BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-10-30 2006-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001186004 DODDS CHRISTOPHER V C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and CFO Common Stock 2006-10-30 4 A 0 27895 0 A 244023 D On November 1, 2006, the reporting person mistakenly filed a Form 4 reporting a direct beneficial ownership interest in 216,128 shares and an indirect beneficial ownership interest in 265,351 shares held in trust. As of October 30, 2006, the reporting person actually held a direct beneficial ownership interest in 244,023 shares and an indirect beneficial ownership interest in 237,456 shares held in trust as well as 117,793 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----