-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqDPNkEVXtmE/IZ0JR4BBLieQ7VJ3jQY33/0BoeD2CEP/oF45VF/kbbXPdrXKuyA kfxMoO/cIRx39Y6midgQ9Q== 0001186004-06-000005.txt : 20061122 0001186004-06-000005.hdr.sgml : 20061122 20061122115342 ACCESSION NUMBER: 0001186004-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODDS CHRISTOPHER V CENTRAL INDEX KEY: 0001186004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 061235165 BUSINESS ADDRESS: BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-21 0000316709 SCHWAB CHARLES CORP SCHW 0001186004 DODDS CHRISTOPHER V C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and CFO Common Stock 2006-11-21 4 M 0 32100 5.79 A 269556 I by Trust Common Stock 2006-11-21 4 M 0 1656 5.79 A 271212 I by Trust Common Stock 2006-11-21 4 M 0 33750 6.88 A 304962 I by Trust Common Stock 2006-11-21 4 S 0 100 18.92 D 304862 I by Trust Common Stock 2006-11-21 4 S 0 100 18.93 D 307762 I by Trust Common Stock 2006-11-21 4 S 0 200 18.94 D 307562 I by Trust Common Stock 2006-11-21 4 S 0 100 18.95 D 304462 I by Trust Common Stock 2006-11-21 4 S 0 100 18.96 D 304362 I by Trust Common Stock 2006-11-21 4 S 0 200 18.97 D 304162 I by Trust Common Stock 2006-11-21 4 S 0 200 18.98 D 303962 I by Trust Common Stock 2006-11-21 4 S 0 200 19.05 D 303762 I by Trust Common Stock 2006-11-21 4 S 0 100 19.09 D 303662 I by Trust Common Stock 2006-11-21 4 S 0 100 19.10 D 303562 I by Trust Common Stock 2006-11-21 4 S 0 100 19.11 D 303462 I by Trust Common Stock 2006-11-21 4 S 0 200 19.12 D 303262 I by Trust Common Stock 2006-11-21 4 S 0 100 19.13 D 303162 I by Trust Common Stock 2006-11-21 4 S 0 400 19.14 D 302762 I by Trust Common Stock 2006-11-21 4 S 0 1300 19.15 D 301462 I by Trust Common Stock 2006-11-21 4 S 0 1875 19.16 D 299587 I by Trust Common Stock 2006-11-21 4 S 0 2200 19.17 D 297387 I by Trust Common Stock 2006-11-21 4 S 0 4500 19.18 D 292887 I by Trust Common Stock 2006-11-21 4 S 0 10556 19.19 D 282331 I by Trust Common Stock 2006-11-21 4 S 0 10300 19.20 D 272031 I by Trust Common Stock 2006-11-21 4 S 0 6776 19.21 D 265255 I by Trust Common Stock 2006-11-21 4 S 0 3875 19.22 D 261380 I by Trust Common Stock 2006-11-21 4 S 0 3624 19.23 D 257756 I by Trust Common Stock 2006-11-21 4 S 0 900 19.24 D 256856 I by Trust Common Stock 2006-11-21 4 S 0 800 19.26 D 256056 I by Trust Common Stock 2006-11-21 4 S 0 100 19.27 D 255956 I by Trust Common Stock 2006-11-21 4 S 0 677 19.28 D 255279 I by Trust Incentive Stock Option (right to buy) 5.79 2006-11-21 4 M 0 32100 0 D 1998-02-26 2007-02-26 Common Stock 32100 0 D Non-Qualified Stock Option (right to buy) 5.79 2006-11-21 4 M 0 1656 0 D 1998-02-26 2007-02-26 Common Stock 1656 0 D Non-Qualified Stock Option (right to buy) 6.88 2006-11-21 4 M 0 33750 0 D 1998-02-26 2007-02-26 Common Stock 1656 0 D As of the date of this report, the reporting person also had a direct beneficial ownership interest in 244,023 shares held in trust and 117,793 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----