-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1PMwbgHAJW5MzaP+O0ZM0I06v+gLHLXB91omR0OmKSCH2aG1mS3XF2yO3yYGiMB uh4Pl0Ybb9Vne10ylRW+9w== 0001185987-04-000010.txt : 20040419 0001185987-04-000010.hdr.sgml : 20040419 20040419180112 ACCESSION NUMBER: 0001185987-04-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040416 FILED AS OF DATE: 20040419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTRUCK DAVID S CENTRAL INDEX KEY: 0001185987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04741423 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-16 0000316709 SCHWAB CHARLES CORP SCH 0001185987 POTTRUCK DAVID S C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 0 0 President and CEO Common Stock 2004-04-16 4 M 0 100000 1.60 A 4403459 I by Revocable Trust Common Stock 2004-04-16 4 S 0 81200 11.00 D 4322259 I by Revocable Trust Common Stock 2004-04-16 4 S 0 11700 11.01 D 4310559 I by Revocable Trust Common Stock 2004-04-16 4 S 0 3800 11.02 D 4306759 I by Revocable Trust Common Stock 2004-04-16 4 S 0 3300 11.03 D 4303459 I by Revocable Trust Non-Qualified Stock Option (right to buy) 1.60 2004-04-16 4 M 0 100000 0 D 1995-10-18 2004-10-18 Common Stock 100000 400000 D The reporting person also has a direct beneficial ownership in 365,498 shares, and an indirect beneficial ownership in the following shares: 137,843 by Trust B; 137,843 by Trust C; 3,215 by Trust D; 24,677 by Spouse in Trust; 967,122 by ESOP; and 180,530 by 401(k). David S. Pottruck 2004-04-19 -----END PRIVACY-ENHANCED MESSAGE-----