-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QgD/cOULzFtnedcNz+qxGGWgCeuE7g43fXlowyPGjPpxTT8kZ9eWZJZTl+vJRGgy 207tllc7xNmy5hvzCrG4iA== 0001185987-04-000004.txt : 20040202 0001185987-04-000004.hdr.sgml : 20040202 20040202172534 ACCESSION NUMBER: 0001185987-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTRUCK DAVID S CENTRAL INDEX KEY: 0001185987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04560147 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-02 0000316709 SCHWAB CHARLES CORP SCH 0001185987 POTTRUCK DAVID S C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 0 0 President and CEO Common Stock 2004-02-02 4 M 0 100000 1.60 A 4399286 I by Revocable Trust Common Stock 2004-02-02 4 S 0 6200 12.42 D 4393086 I by Revocable Trust Common Stock 2004-02-02 4 S 0 5600 12.43 D 4387486 I by Revocable Trust Common Stock 2004-02-02 4 S 0 21100 12.44 D 4366386 I by Revocable Trust Common Stock 2004-02-02 4 S 0 28000 12.45 D 4338386 I by Revocable Trust Common Stock 2004-02-02 4 S 0 4000 12.46 D 4334386 I by Revocable Trust Common Stock 2004-02-02 4 S 0 3000 12.48 D 4331386 I by Revocable Trust Common Stock 2004-02-02 4 S 0 7500 12.55 D 4323886 I by Revocable Trust Common Stock 2004-02-02 4 S 0 11000 12.56 D 4312886 I by Revocable Trust Common Stock 2004-02-02 4 S 0 1500 12.58 D 4311386 I by Revocable Trust Common Stock 2004-02-02 4 S 0 4100 12.59 D 4307286 I by Revocable Trust Common Stock 2004-02-02 4 S 0 5000 12.60 D 4302286 I by Revocable Trust Common Stock 2004-02-02 4 S 0 1000 12.62 D 4301286 I by Revocable Trust Common Stock 2004-02-02 4 S 0 1500 12.69 D 4299786 I by Revocable Trust Common Stock 2004-02-02 4 S 0 500 12.70 D 4299286 I by Revocable Trust Non-Qualified Stock Option (right to buy) 1.60 2004-02-02 4 M 0 100000 0 D 1995-10-18 2004-10-18 Common Stock 100000 900000 D The reporting person also had a direct beneficial ownership in 365,498 shares as of January 29, 2004, and an indirect beneficial ownership in the following shares: 137,699.97 by Trust B; 137,699.97 by Trust C; 3,212.03 by Trust D; 24,677 by Spouse in Trust; 965,220.33 by ESOP; and 179,138.51 by 401(k). Jane E. Fry, Attorney-in-fact 2004-02-02 -----END PRIVACY-ENHANCED MESSAGE-----