-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EiffvbbxOBOukDZOiE9Tid8+smJQuGPyd3yzWMpAlJ+tKVwfUYoryxOvhw7q7PEE 3PtvayIllUMybsTkvqdfeA== 0001185987-04-000001.txt : 20040122 0001185987-04-000001.hdr.sgml : 20040122 20040122141049 ACCESSION NUMBER: 0001185987-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040120 FILED AS OF DATE: 20040122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTRUCK DAVID S CENTRAL INDEX KEY: 0001185987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04537179 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-20 0000316709 SCHWAB CHARLES CORP SCH 0001185987 POTTRUCK DAVID S C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1100President and CEONon-Qualified Stock Options (right to buy)13.762004-01-204A04250000A2004-07-202014-01-20Common Stock425000425000DThe options were granted pursuant to the Company's 2001 Stock Incentive Plan and will fully vest on July 20, 2004. However, the exercise of the options is restricted to the earlier of three years from the grant date or the date the reporting person retires. The sale of shares under this option grant must be three years or later from the grant date. David S. Pottruck2004-01-22 -----END PRIVACY-ENHANCED MESSAGE-----