-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QgMse7+3eysYIe8TAAgDkn3D4MIcNUVLgalOWNP9n+48e6RXzqQJAFb1E4uKbZa0 TTgFnwKROIcXAW4hK5uBOw== 0001171694-07-000005.txt : 20070420 0001171694-07-000005.hdr.sgml : 20070420 20070420161231 ACCESSION NUMBER: 0001171694-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070420 FILED AS OF DATE: 20070420 DATE AS OF CHANGE: 20070420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07779136 BUSINESS ADDRESS: STREET 1: TRANSAMERICA CORP STREET 2: 600 MONTGOMERY ST 16TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-04-20 0000316709 SCHWAB CHARLES CORP SCHW 0001171694 HERRINGER FRANK C C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 0 0 0 Common Stock 2007-04-20 4 M 0 10125 5.31 A 64089 I by Trust Common Stock 2007-04-20 4 S 0 10125 19.40 D 53964 I by Trust Nonqualified Stock Option (Right to Buy) 5.31 2007-04-20 4 M 0 10125 0 D 1997-05-15 2007-05-15 Common Stock 10125 0 D As of the date of this report, the reporting person also had a direct beneficial ownership interest in 10,230 shares and an indirect beneficial ownership interest in 50,625 shares held by his spouse and 150 shares held by his spouse as custodian. Jane E. Fry, Attorney-in-fact 2007-04-20 -----END PRIVACY-ENHANCED MESSAGE-----