-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpJhR8luuaPsKFCwtl+/hdvoRJrHuTPhrjhBnpHL1pQQygpb0yO6ZdxLpYMg3cqn o8bp8WPkn7dp2hEDX95nng== 0001171694-04-000003.txt : 20040219 0001171694-04-000003.hdr.sgml : 20040219 20040219155201 ACCESSION NUMBER: 0001171694-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040217 FILED AS OF DATE: 20040219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04616171 BUSINESS ADDRESS: STREET 1: TRANSAMERICA CORP STREET 2: 600 MONTGOMERY ST 16TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-17 0000316709 SCHWAB CHARLES CORP SCH 0001171694 HERRINGER FRANK C C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 0 0 0 Common Stock 2004-02-17 4 M 0 67500 3.63 A 112261 I by Trust Common Stock 2004-02-17 4 S 0 24100 12.91 D 88161 I by Trust Common Stock 2004-02-17 4 S 0 13000 12.92 D 75161 I by Trust Common Stock 2004-02-17 4 S 0 17100 12.93 D 58061 I by Trust Common Stock 2004-02-17 4 S 0 13300 12.94 D 44761 I by Trust Non-Qualified Stock Option (right to acquire) 3.63 2004-02-17 4 M 0 67500 0 D 1996-10-24 2006-10-24 Common Stock 67500 0 D The reporting person also has a direct beneficial ownership interest in 5,283 shares of Company stock, and an indirect beneficial ownership in 50,625 shares held by his spouse and 150 shares held by his spouse as custodian. Jane E. Fry, Attorney-in-fact 2004-02-19 -----END PRIVACY-ENHANCED MESSAGE-----