0001062993-23-019016.txt : 20231004
0001062993-23-019016.hdr.sgml : 20231004
20231004175658
ACCESSION NUMBER: 0001062993-23-019016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231002
FILED AS OF DATE: 20231004
DATE AS OF CHANGE: 20231004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERRINGER FRANK C
CENTRAL INDEX KEY: 0001171694
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 231309146
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-10-02
0000316709
SCHWAB CHARLES CORP
SCHW
0001171694
HERRINGER FRANK C
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
0
0
0
0
Restricted Stock Units
2023-10-02
4
A
0
771
A
Common Stock
771
144796.16
D
Each restricted stock unit ("RSU") represents a right to receive one share of company stock.
The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
The RSUs were received in lieu of cash compensation otherwise payable as director fees.
Includes 618.25 RSUs acquired through dividend reinvestment.
/s/ Kristopher R. Tate, Attorney-in-fact
2023-10-04