0001062993-23-019013.txt : 20231004 0001062993-23-019013.hdr.sgml : 20231004 20231004175522 ACCESSION NUMBER: 0001062993-23-019013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Stephen A CENTRAL INDEX KEY: 0001561563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231309139 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-10-02 0000316709 SCHWAB CHARLES CORP SCHW 0001561563 Ellis Stephen A 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Nonqualified Stock Option (right to buy) 53.55 2023-10-02 4 A 0 2181 A 2023-10-02 2033-10-02 Common Stock 2181 2181 D The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. The option was received in lieu of cash compensation otherwise payable as director fees. /s/ Kristopher R. Tate, Attorney-in-fact 2023-10-04