0001062993-23-016948.txt : 20230821 0001062993-23-016948.hdr.sgml : 20230821 20230821185141 ACCESSION NUMBER: 0001062993-23-016948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230817 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruffel Charles A. CENTRAL INDEX KEY: 0001739929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 231190587 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-08-17 0000316709 SCHWAB CHARLES CORP SCHW 0001739929 Ruffel Charles A. 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Common Stock 2023-08-17 4 P 0 833 60.5523 A 3386.4372 I by 401(k) Common Stock 14641.4801 D Common Stock 9355.9051 I by IRA This transaction was executed in multiple trades at prices ranging from $60.535 to $60.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes 11.8206 shares acquired through dividend reinvestment. Includes 33.5462 shares acquired through dividend reinvestment. Includes 43.3115 shares acquired through dividend reinvestment. /s/ Kristopher R. Tate, Attorney-in-fact 2023-08-21