0001062993-23-008764.txt : 20230405 0001062993-23-008764.hdr.sgml : 20230405 20230405162346 ACCESSION NUMBER: 0001062993-23-008764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Marianne Catherine CENTRAL INDEX KEY: 0001804183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 23802871 MAIL ADDRESS: STREET 1: 4094 TIMUQUANA ROAD CITY: JACKSONVILLE STATE: FL ZIP: 33210-8571 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-04-03 0000316709 SCHWAB CHARLES CORP SCHW 0001804183 Brown Marianne Catherine 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 0 Restricted Stock Units 2023-04-03 4 A 0 582 A Common Stock 582 1753.05 D Each restricted stock unit represents a right to receive one share of company stock. The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. Includes 3.7 restricted stock units acquired through dividend reinvestment. /s/ Kristopher R. Tate, Attorney-in-fact 2023-04-05