0001062993-23-006128.txt : 20230306
0001062993-23-006128.hdr.sgml : 20230306
20230306210942
ACCESSION NUMBER: 0001062993-23-006128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn
CENTRAL INDEX KEY: 0001950787
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 23710866
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-03-01
0000316709
SCHWAB CHARLES CORP
SCHW
0001950787
Schwab-Pomerantz Carolyn
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
0
0
0
Common Stock
2023-03-01
4
A
0
3107
0
A
10890
D
Common Stock
2023-03-01
4
F
0
489
77.245
D
10401
D
Common Stock
1733582.6599
I
by Trust
Common Stock
596456
I
by Spouse as Trustee
Common Stock
2798
I
by LLC
Common Stock
1464.574
I
by 401(k)
Common Stock
8041.817
I
by ESOP
The reported transaction constitutes a grant of restricted stock units ("RSUs"), which was granted under the company's 2022 Stock Incentive Plan and vests in four equal installments beginning on the first anniversary of the grant date.
The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of RSUs.
Excludes 270 shares that were inadvertently over-reported in the Form 4 filed on November 3, 2022.
/s/ Kristopher R. Tate, Attorney-in-fact
2023-03-06