0001062993-23-006128.txt : 20230306 0001062993-23-006128.hdr.sgml : 20230306 20230306210942 ACCESSION NUMBER: 0001062993-23-006128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn CENTRAL INDEX KEY: 0001950787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 23710866 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-03-01 0000316709 SCHWAB CHARLES CORP SCHW 0001950787 Schwab-Pomerantz Carolyn 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 Common Stock 2023-03-01 4 A 0 3107 0 A 10890 D Common Stock 2023-03-01 4 F 0 489 77.245 D 10401 D Common Stock 1733582.6599 I by Trust Common Stock 596456 I by Spouse as Trustee Common Stock 2798 I by LLC Common Stock 1464.574 I by 401(k) Common Stock 8041.817 I by ESOP The reported transaction constitutes a grant of restricted stock units ("RSUs"), which was granted under the company's 2022 Stock Incentive Plan and vests in four equal installments beginning on the first anniversary of the grant date. The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of RSUs. Excludes 270 shares that were inadvertently over-reported in the Form 4 filed on November 3, 2022. /s/ Kristopher R. Tate, Attorney-in-fact 2023-03-06