0001062993-23-006127.txt : 20230306 0001062993-23-006127.hdr.sgml : 20230306 20230306210855 ACCESSION NUMBER: 0001062993-23-006127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab Charles R. CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 23710861 MAIL ADDRESS: STREET 1: PO BOX 2226 CITY: PALM BEACH STATE: FL ZIP: 33480 FORMER NAME: FORMER CONFORMED NAME: SCHWAB CHARLES R DATE OF NAME CHANGE: 19940524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-03-02 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 Schwab Charles R. 3000 SCHWAB WAY WESTLAKE TX 76262 1 1 0 0 Co-Chairman Common Stock 2023-03-02 4 A 0 111730 0 A 111730 D Common Stock 2023-03-02 4 F 0 45871 76.4625 D 0 D Common Stock 59939193 I by Trust Common Stock 30731256 I by Limited Partnership Common Stock 44025 I by 188 Corp Common Stock 9216012.33 I by Spouse as Trustee Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022. The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a living trust. /s/ Kristopher R. Tate, Attorney-in-fact 2023-03-06