0001062993-23-001189.txt : 20230120
0001062993-23-001189.hdr.sgml : 20230120
20230120163034
ACCESSION NUMBER: 0001062993-23-001189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230118
FILED AS OF DATE: 20230120
DATE AS OF CHANGE: 20230120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Craig Jonathan M.
CENTRAL INDEX KEY: 0001733065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 23541412
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-01-18
0000316709
SCHWAB CHARLES CORP
SCHW
0001733065
Craig Jonathan M.
3000 SCHWAB WAY
WESTLAKE
TX
76262
0
1
0
0
Please see remarks
Common Stock
2023-01-18
4
M
0
51144
30.17
A
0
D
Common Stock
2023-01-18
4
S
0
39985
80.1488
D
11159
I
by Trust
Common Stock
2023-01-18
4
S
0
11159
80.8258
D
0
I
by Trust
Nonqualified Stock Option (right to buy)
30.17
2023-01-18
4
M
0
51144
0
D
2016-03-02
2025-03-02
Common Stock
51144
0
D
Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022.
This transaction was executed in multiple trades at prices ranging from $79.59 to $80.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $80.51 to $81.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Officer title: Managing Director, Head of Investor Services and Marketing
/s/ Kristopher R. Tate, Attorney-in-fact
2023-01-20