0001062993-23-001189.txt : 20230120 0001062993-23-001189.hdr.sgml : 20230120 20230120163034 ACCESSION NUMBER: 0001062993-23-001189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230118 FILED AS OF DATE: 20230120 DATE AS OF CHANGE: 20230120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig Jonathan M. CENTRAL INDEX KEY: 0001733065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 23541412 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-01-18 0000316709 SCHWAB CHARLES CORP SCHW 0001733065 Craig Jonathan M. 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 Please see remarks Common Stock 2023-01-18 4 M 0 51144 30.17 A 0 D Common Stock 2023-01-18 4 S 0 39985 80.1488 D 11159 I by Trust Common Stock 2023-01-18 4 S 0 11159 80.8258 D 0 I by Trust Nonqualified Stock Option (right to buy) 30.17 2023-01-18 4 M 0 51144 0 D 2016-03-02 2025-03-02 Common Stock 51144 0 D Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022. This transaction was executed in multiple trades at prices ranging from $79.59 to $80.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $80.51 to $81.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Officer title: Managing Director, Head of Investor Services and Marketing /s/ Kristopher R. Tate, Attorney-in-fact 2023-01-20