0001062993-22-022071.txt : 20221114
0001062993-22-022071.hdr.sgml : 20221114
20221114162657
ACCESSION NUMBER: 0001062993-22-022071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221110
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellis Stephen A
CENTRAL INDEX KEY: 0001561563
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 221386188
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-11-10
0000316709
SCHWAB CHARLES CORP
SCHW
0001561563
Ellis Stephen A
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
0
0
0
Common Stock
2022-11-10
4
M
0
2685
13.67
A
4899
D
Common Stock
2022-11-10
4
M
0
14345
19.21
A
4899
D
Common Stock
58657
I
by Trust
Nonqualified Stock Option (right to buy)
13.67
2022-11-10
4
M
0
2685
0
D
2022-12-12
Common Stock
2685
0
D
Nonqualified Stock Option (right to buy)
19.21
2022-11-10
4
M
0
14345
0
D
2023-05-20
Common Stock
14345
0
D
Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.
The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
/s/ Kristopher R. Tate, Attorney-in-fact
2022-11-14