0001062993-22-022071.txt : 20221114 0001062993-22-022071.hdr.sgml : 20221114 20221114162657 ACCESSION NUMBER: 0001062993-22-022071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Stephen A CENTRAL INDEX KEY: 0001561563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 221386188 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-10 0000316709 SCHWAB CHARLES CORP SCHW 0001561563 Ellis Stephen A 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 Common Stock 2022-11-10 4 M 0 2685 13.67 A 4899 D Common Stock 2022-11-10 4 M 0 14345 19.21 A 4899 D Common Stock 58657 I by Trust Nonqualified Stock Option (right to buy) 13.67 2022-11-10 4 M 0 2685 0 D 2022-12-12 Common Stock 2685 0 D Nonqualified Stock Option (right to buy) 19.21 2022-11-10 4 M 0 14345 0 D 2023-05-20 Common Stock 14345 0 D Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. /s/ Kristopher R. Tate, Attorney-in-fact 2022-11-14