0001062993-22-021781.txt : 20221109 0001062993-22-021781.hdr.sgml : 20221109 20221109171906 ACCESSION NUMBER: 0001062993-22-021781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221108 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Peter J. III CENTRAL INDEX KEY: 0001792910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 221373728 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER NAME: FORMER CONFORMED NAME: Morgan Peter J. DATE OF NAME CHANGE: 20191031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-08 0000316709 SCHWAB CHARLES CORP SCHW 0001792910 Morgan Peter J. III 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 MD, EVP, and General Counsel Common Stock 2022-11-08 4 S 0 1463 80.0437 D 1803 D Common Stock 56.1739 I by ESOP The transaction was executed in multiple trades at prices ranging from $80.03 to $80.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This information is based on a plan statement as of September 30, 2022. /s/ Kristopher R. Tate, Attorney-in-fact 2022-11-09