0001062993-22-021372.txt : 20221101 0001062993-22-021372.hdr.sgml : 20221101 20221101172133 ACCESSION NUMBER: 0001062993-22-021372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221028 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab-Pomerantz Carolyn CENTRAL INDEX KEY: 0001950787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 221351527 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-10-28 0000316709 SCHWAB CHARLES CORP SCHW 0001950787 Schwab-Pomerantz Carolyn 3000 SCHWAB WAY WESTLAKE TX 76262 1 0 0 0 Common Stock 2022-10-28 4 S 0 18750 80 D 1745148.6599 I by Trust Common Stock 2022-10-28 4 S 0 700 80.2974 D 1744448.6599 I by Trust Common Stock 2022-10-28 4 S 0 12500 80 D 596456 I by Spouse as Trustee Common Stock 10255 D Common Stock 2798 I by LLC Common Stock 1456.99 I by 401(k) Common Stock 3112.62 I by ESOP This transaction was executed in multiple trades at prices ranging from $80.000 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $80.295 to $80.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This information is based on a plan statement as of September 30, 2022. /s/ Kristopher R. Tate, Attorney-in-fact 2022-11-01