0000923738-24-000006.txt : 20240220 0000923738-24-000006.hdr.sgml : 20240220 20240220205507 ACCESSION NUMBER: 0000923738-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab Charles R. CENTRAL INDEX KEY: 0000923738 ORGANIZATION NAME: STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 24656122 MAIL ADDRESS: STREET 1: PO BOX 2226 CITY: PALM BEACH STATE: FL ZIP: 33480 FORMER NAME: FORMER CONFORMED NAME: SCHWAB CHARLES R DATE OF NAME CHANGE: 19940524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1708480490.xml FORM 4 X0508 4 2024-02-15 0 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 Schwab Charles R. 3000 SCHWAB WAY WESTLAKE TX 76262 1 1 0 0 Co-Chairman 0 Common Stock 2024-02-15 4 M 0 71226 25.86 A 0 D Common Stock 2024-02-15 4 S 0 71226 64.9903 D 61251038 I by Trust Common Stock 30731256 I by Limited Partnership Common Stock 44025 I by 188 Corp Common Stock 7372842.329 I by Spouse as Trustee Nonqualified Stock Option (right to buy) 25.86 2024-02-15 4 M 0 71226 0 D 2024-03-03 Common Stock 71226 0 D Reflects the contribution of 71,226 shares received upon exercise of the option to a living trust. This transaction was executed in multiple trades at prices ranging from $64.87 to $65.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Reflects a transfer of shares between trusts. This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 3, 2015. /s/ P. Blake Allen, Attorney-in-fact 2024-02-20