-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RTTJCKU60wuLKUqZgT0cIhCuiK4+3qOICw8qawOF9R850coMu3O7T5ZWk5jgeKUu jH+0PL0CAhxzLTs3mY37Mg== 0000923738-07-000012.txt : 20070214 0000923738-07-000012.hdr.sgml : 20070214 20070214112521 ACCESSION NUMBER: 0000923738-07-000012 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070208 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07615708 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2007-02-08 2007-02-08 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2007-02-08 4 S 0 1700 19.14 D 9927495 D Common Stock 2007-02-08 4 S 0 7800 19.15 D 9917995 D Common Stock 2007-02-08 4 S 0 1100 19.16 D 9916895 D Common Stock 2007-02-08 4 S 0 400 19.17 D 9916495 D Common Stock 2007-02-08 4 S 0 4900 19.18 D 9911595 D Common Stock 2007-02-08 4 S 0 1200 19.19 D 9910395 D Common Stock 2007-02-08 4 S 0 5600 19.20 D 9904795 D Common Stock 2007-02-08 4 S 0 13142 19.21 D 9891653 D Common Stock 2007-02-08 4 S 0 9300 19.22 D 9882353 D Common Stock 2007-02-08 4 S 0 23300 19.23 D 9859053 D Common Stock 2007-02-08 4 S 0 1900 19.24 D 9857153 D Common Stock 2007-02-08 4 S 0 3500 19.25 D 9853653 D Common Stock 2007-02-08 4 S 0 38100 19.26 D 9815553 D Common Stock 2007-02-08 4 S 0 32300 19.27 D 9783253 D Common Stock 2007-02-08 4 S 0 27600 19.28 D 9755653 D Common Stock 2007-02-08 4 S 0 52650 19.29 D 9703003 D Common Stock 2007-02-08 4 S 0 65450 19.30 D 9637553 D Common Stock 2007-02-08 4 S 0 20300 19.31 D 9617253 D Common Stock 2007-02-08 4 S 0 32600 19.32 D 9584653 D Common Stock 2007-02-08 4 S 0 54300 19.33 D 9530353 D Common Stock 2007-02-08 4 S 0 23758 19.34 D 9506595 D Common Stock 2007-02-08 4 S 0 16900 19.35 D 9489695 D Common Stock 2007-02-08 4 S 0 10200 19.36 D 9479495 D Common Stock 2007-02-08 4 S 0 10500 19.37 D 9468995 D Common Stock 2007-02-08 4 S 0 7000 19.38 D 9461995 D Common Stock 2007-02-08 4 S 0 10500 19.39 D 9451495 D Common Stock 2007-02-08 4 S 0 3500 19.40 D 9447995 D Common Stock 2007-02-08 4 S 0 17500 19.41 D 9430495 D Common Stock 2007-02-08 4 S 0 3000 19.42 D 9427495 D As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 153,572,858 shares held in trust, 42,853,958 shares held by an LLC, 7,841,450 shares held by his spouse and 1,744,792 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----