-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D++O3Zyi1vptsE/bPdimxx+oLI6k5pBIbGGv4XqnZEd7VMQHyu+rmEEQqCHXiN8T ibYAUscdmN/wEWqWe42/bw== 0000923738-07-000011.txt : 20070213 0000923738-07-000011.hdr.sgml : 20070213 20070212152138 ACCESSION NUMBER: 0000923738-07-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070209 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07602618 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-09 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2007-02-09 4 S 0 1400 19.31 D 152606562 I by Trust Common Stock 2007-02-09 4 S 0 1700 19.32 D 152604862 I by Trust Common Stock 2007-02-09 4 S 0 500 19.33 D 152604362 I by Trust Common Stock 2007-02-09 4 S 0 2200 19.34 D 152602162 I by Trust Common Stock 2007-02-09 4 S 0 3100 19.35 D 152599062 I by Trust Common Stock 2007-02-09 4 S 0 13559 19.36 D 152585503 I by Trust Common Stock 2007-02-09 4 S 0 5800 19.37 D 152579703 I by Trust Common Stock 2007-02-09 4 S 0 2000 19.38 D 152577703 I by Trust Common Stock 2007-02-09 4 S 0 1600 19.39 D 152576103 I by Trust Common Stock 2007-02-09 4 S 0 245 19.40 D 152575858 I by Trust Common Stock 2007-02-09 4 S 0 900 19.41 D 152574958 I by Trust Common Stock 2007-02-09 4 S 0 2100 19.42 D 152572858 I by Trust As of the date of this report, the reporting person also had a direct beneficial ownership interest in 9,927,495 shares and an indirect beneficial ownership interest in 42,853,958 shares held by an LLC, 7,841,450 shares held by his spouse and 1,744,792 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2007-02-12 -----END PRIVACY-ENHANCED MESSAGE-----