-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Li+jVPil8z5SlFntnXKCA4DaBKxbxx2/zbY2hKRjobT259hbMMdCqqSqYpuBwZug tcqsZIi3C1mxIlHjpdMWvg== 0000923738-07-000002.txt : 20070108 0000923738-07-000002.hdr.sgml : 20070108 20070108150725 ACCESSION NUMBER: 0000923738-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070105 FILED AS OF DATE: 20070108 DATE AS OF CHANGE: 20070108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07517389 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-05 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2007-01-05 4 J 0 610000 0 D 105374495 D Common Stock 2007-01-05 4 J 0 610000 0 D 9927495 D These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's daughter A and represented a portion of daughter A's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of daughter A of which the reporting person serves as trustee, and the trust distributed the shares to a separate account for daughter A. The reporting person disclaims beneficial ownership of the shares owned by daughter A. These shares were distributed by a family limited partnership over which the reporting person has control to a trust for the benefit of the reporting person's daughter B and represented a portion of daughter's B pro rata interest in the shares of issuer stock owned by the partnership. The reporting person does not serve as trustee over the trust for the benefit of daughter B and disclaims beneficial ownership of the shares owned by daughter B. As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 155,072,858 shares held in trust, 42,853,958 shares held by an LLC, 7,841,450 shares held by his spouse and 1,744,792 shares held by an ESOP. Charles R. Schwab 2007-01-08 -----END PRIVACY-ENHANCED MESSAGE-----