-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKg5FKgauJNoPHIQUbD046QDVyqp+6O6YxFUy3JRNpHVMj0GUucS1WHL2EbFW7yB Hx+kudjc8fg/u40wGkEfAw== 0000923738-06-000029.txt : 20060817 0000923738-06-000029.hdr.sgml : 20060817 20060817183619 ACCESSION NUMBER: 0000923738-06-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060817 FILED AS OF DATE: 20060817 DATE AS OF CHANGE: 20060817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 061041910 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-17 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2006-08-17 4 S 0 15237 16.37 D 157334472 I by Trust Common Stock 2006-08-17 4 S 0 9000 16.38 D 157325472 I by Trust Common Stock 2006-08-17 4 S 0 4700 16.39 D 157320772 I by Trust Common Stock 2006-08-17 4 S 0 9300 16.40 D 157311472 I by Trust Common Stock 2006-08-17 4 S 0 15600 16.41 D 157295872 I by Trust Common Stock 2006-08-17 4 S 0 11783 16.42 D 157284089 I by Trust Common Stock 2006-08-17 4 S 0 42000 16.43 D 157242089 I by Trust Common Stock 2006-08-17 4 S 0 14738 16.44 D 157227351 I by Trust Common Stock 2006-08-17 4 S 0 26600 16.45 D 157200751 I by Trust Common Stock 2006-08-17 4 S 0 17120 16.46 D 157183631 I by Trust Common Stock 2006-08-17 4 S 0 20800 16.47 D 157162831 I by Trust Common Stock 2006-08-17 4 S 0 12972 16.48 D 157149859 I by Trust Common Stock 2006-08-17 4 S 0 23180 16.49 D 157126679 I by Trust Common Stock 2006-08-17 4 S 0 40468 16.50 D 157086211 I by Trust Common Stock 2006-08-17 4 S 0 22350 16.51 D 157063861 I by Trust Common Stock 2006-08-17 4 S 0 10200 16.52 D 157053661 I by Trust Common Stock 2006-08-17 4 S 0 15978 16.53 D 157037683 I by Trust Common Stock 2006-08-17 4 S 0 41500 16.54 D 156996183 I by Trust Common Stock 2006-08-17 4 S 0 400 16.55 D 156995783 I by Trust Common Stock 2006-08-17 4 S 0 100 16.56 D 156995683 I by Trust Common Stock 2006-08-17 4 S 0 200 16.57 D 156995483 I by Trust Common Stock 2006-08-17 4 S 0 100 16.58 D 156995383 I by Trust Common Stock 2006-08-17 4 S 0 600 16.59 D 156994783 I by Trust Common Stock 2006-08-17 4 S 0 2240 16.60 D 156992543 I by Trust Common Stock 2006-08-17 4 S 0 15845 16.61 D 156976698 I by Trust Common Stock 2006-08-17 4 S 0 34934 16.62 D 156941764 I by Trust Common Stock 2006-08-17 4 S 0 8906 16.63 D 156932858 I by Trust Common Stock 2006-08-17 4 S 0 1100 16.64 D 156931758 I by Trust Common Stock 2006-08-17 4 S 0 3700 16.65 D 156928058 I by Trust Common Stock 2006-08-17 4 S 0 3800 16.66 D 156924258 I by Trust As of the date of this report, the reporting person also had a direct beneficial ownership interest in 12,336,995 shares and an indirect beneficial ownership interest in 42,853,958 shares held by an LLC, 7,977,765 shares held by his spouse and 1,718,852 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2006-08-17 -----END PRIVACY-ENHANCED MESSAGE-----