-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BopFGv6dDyEGmMz8/04WirSn8IyrhCs75d/Y6/uuERbLDTmIr5urc0TAVuOiCIpA 8VquaYhWkqbtWzk/8mU64A== 0000923738-05-000067.txt : 20051214 0000923738-05-000067.hdr.sgml : 20051214 20051214155714 ACCESSION NUMBER: 0000923738-05-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051213 FILED AS OF DATE: 20051214 DATE AS OF CHANGE: 20051214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 051263899 BUSINESS ADDRESS: BUSINESS PHONE: 41562770000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-12-13 0000316709 SCHWAB CHARLES CORP SCH 0000923738 SCHWAB CHARLES R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 1 0 Chairman and CEO Common Stock 2005-12-13 4 S 0 4500 14.85 D 43073758 I by L.L.C. Common Stock 2005-12-13 4 S 0 8800 14.86 D 43064958 I by L.L.C. Common Stock 2005-12-13 4 S 0 14900 14.87 D 43050058 I by L.L.C. Common Stock 2005-12-13 4 S 0 39700 14.88 D 43010358 I by L.L.C. Common Stock 2005-12-13 4 S 0 21000 14.89 D 42989358 I by L.L.C. Common Stock 2005-12-13 4 S 0 8300 14.90 D 42981058 I by L.L.C. Common Stock 2005-12-13 4 S 0 6400 14.91 D 42974658 I by L.L.C. Common Stock 2005-12-13 4 S 0 6100 14.92 D 42968558 I by L.L.C. Common Stock 2005-12-13 4 S 0 21700 14.93 D 42946858 I by L.L.C. Common Stock 2005-12-13 4 S 0 18100 14.94 D 42928758 I by L.L.C. Common Stock 2005-12-13 4 S 0 500 14.95 D 42928258 I by L.L.C. Common Stock 2005-12-13 4 S 0 900 14.97 D 42927358 I by L.L.C. Common Stock 2005-12-13 4 S 0 3100 14.98 D 42924258 I by L.L.C. Common Stock 2005-12-13 4 S 0 1200 14.99 D 42923058 I by L.L.C. Common Stock 2005-12-13 4 S 0 4900 15.00 D 42918158 I by L.L.C. Common Stock 2005-12-13 4 S 0 5500 15.01 D 42912658 I by L.L.C. Common Stock 2005-12-13 4 S 0 600 15.03 D 42912058 I by L.L.C. Common Stock 2005-12-13 4 S 0 2800 15.04 D 42909258 I by L.L.C. Common Stock 2005-12-13 4 S 0 5100 15.05 D 42904158 I by L.L.C. Common Stock 2005-12-13 4 S 0 600 15.06 D 42903558 I by L.L.C. Common Stock 2005-12-13 4 S 0 1700 15.07 D 42901858 I by L.L.C. Common Stock 2005-12-13 4 S 0 5300 15.08 D 42896558 I by L.L.C. Common Stock 2005-12-13 4 S 0 10900 15.09 D 42885658 I by L.L.C. Common Stock 2005-12-13 4 S 0 7900 15.10 D 42877758 I by L.L.C. Common Stock 2005-12-13 4 S 0 12100 15.11 D 42865658 I by L.L.C. Common Stock 2005-12-13 4 S 0 4900 15.12 D 42860758 I by L.L.C. Common Stock 2005-12-13 4 S 0 2600 15.13 D 42858158 I by L.L.C. Common Stock 2005-12-13 4 S 0 4200 15.14 D 42853958 I by L.L.C. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2005. As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,357,495 shares, and an indirect beneficial ownership interest in 162,765,086 shares held in trust, 7,977,765 shares held by his spouse and 1,710,651 shares held by an ESOP. Charles R. Schwab 2005-12-14 -----END PRIVACY-ENHANCED MESSAGE-----